Comprehensive Securities Compliance Solutions, Inc.

Important Disclosures

Website Content

All written content on this site is for information purposes only. Opinions expressed herein are solely those of Comprehensive Securities Compliance Solutions, Inc. unless otherwise specifically cited. Material presented is believed to be from reliable sources and no representations are made by our firm as to another parties’ informational accuracy or completeness. All information or ideas provided should be discussed in detail with an adviser or legal counsel prior to implementation.

This website may provide links to other Internet sites for the convenience of our users. Our firm has no control over the accuracy or content of these other websites.

Privacy Statement

Our firm may collect non-public personal financial information about its clients from the following sources:

  • Information clients or their legal agent provide to complete the engagement;
  • Information clients provide in agreements and client-firm documents;
  • Information clients verbally provide to us; and
  • Information received from qualified third parties, such as custodians or regulators.

The firm does not disclose non-public personal information about its clients to anyone, except in the following circumstances:

  • When required to provide services clients have requested;
  • When clients specifically authorize the firm to do so in writing; or
  • When permitted or required by law.

To ensure security and confidentiality, the firm maintains physical, electronic, and procedural safeguards to protect the privacy of its clients. Identifiable information about a client or prospective client will be maintained during the span of the engagement, and for the period thereafter as required by privacy laws. After that time, information may be destroyed.

 
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