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  • Annual FINRA Entitlement Certification Process: Window Open January 8 - February

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    Name: Annual FINRA Entitlement Certification Process: Window Open January 8 - February
    Date: January 8, 2018 - February 7, 2018
    Event Description:
    Every year, each firm that has more than one user on its IARD/CRD account (NOT more than one IAR!) must affirm that its users should still have access to the system. These dates are approximate; this item will be updated when FINRA makes the official announcement of the 2018 entitlement certification window. In the meantime, you can review information about this process from the 2017 instructions here . For details, click here: https://community.cs2compliance.com/event/annual-finra-entitlement-certification-process-window-open-january-8-february-8 https://community.cs2compliance.com/event/annual-finra-entitlement-certification-process-window-open-january-8-february-8
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