Annual FINRA User Account Certification Due August 31, 2022

Did you receive an email from FINRA about an annual user certification process? If so, your firm likely has more than one user on the IARD/CRD* , and as the Super Account Administrator (SAA) you need to verify that users listed should remain active. DO NOT IGNORE THIS JUST BECAUSE YOUR FIRM IS NOT REGISTERED AS A Broker/Dealer WITH FINRA! They administer the IARD/CRD for ALL firms. *This is not the same as more than one IAR registered with your firm! The two are unrelated. This is about... For details, click here: https://community.cs2compliance.com/event/annual-finra-user-account-certification-due-august-31-2022 https://community.cs2compliance.com/event/annual-finra-user-account-certification-due-august-31-2022