CCO Training: Adding and Supervising IARs: Part 1

** CLICK HERE to manage notification settings ** In the first of two parts, Adding and Supervising IARs addresses the initial steps and considerations involved in adding registered persons to your firm. Topics covered include: determining whether a position requires registration as an IAR; conducting due diligence on a potential IAR; the registration process; books and records; errors and omissions insurance; and an overview of the increased obligations you as CCO must be prepared to fulfill... For details, click here: https://community.cs2compliance.com/event/cco-training-adding-and-supervising-iars-part-1 https://community.cs2compliance.com/event/cco-training-adding-and-supervising-iars-part-1