CCO Training: Adding and Supervising IARs: Part 2

** CLICK HERE to manage notification settings ** In Part 2 of Adding and Supervising IARs, we take a more in-depth look at your responsibilities as CCO when your firm has multiple IARs. Topics covered in this session include your supervisory obligations regarding IARs': Communications with clients and the public - email, text, websites and blogs, social media, etc.; Use of titles and professional designations; Financial plans; Trading activity; Personal securities transactions; Outside... For details, click here: https://community.cs2compliance.com/event/cco-training-adding-and-supervising-iars-part-2 https://community.cs2compliance.com/event/cco-training-adding-and-supervising-iars-part-2