Post-Dated Form U5 submission window open

This applies to ALL firms - SEC registered and state-registered. To avoid 2022 state IAR renewal fees for an IAR who is staying with your firm but dropping one or more states in 2022, you must file a Partial Form U5 to withdraw the IAR from the selected states. This applies to ALL firms, SEC- and state-registered. IARs are registered ONLY at the state level. The termination effective date must be post-dated to 12/31/2020, and the form must be filed no later than Friday, November 5, 2021 to... For details, click here: https://community.cs2compliance.com/event/post-dated-form-u5-submission-window-open https://community.cs2compliance.com/event/post-dated-form-u5-submission-window-open