Post-Dated Forms U5 submission window open

This applies to ALL firms - SEC registered and state-registered. To avoid 2021 state IAR renewal fees for an IAR who is staying with your firm but dropping one or more states in 2021, you must file a Partial Form U5 to withdraw the IAR from the selected states. (See link to instructions below.) To avoid 2021 state IAR renewal fees for an IAR who is leaving your firm entirely in 2021, you will file a Full U5 (see link to instructions below.) The termination effective date must be post-dated... For details, click here: https://community.cs2compliance.com/event/post-dated-forms-u5-submission-window-open-2 https://community.cs2compliance.com/event/post-dated-forms-u5-submission-window-open-2