Comprehensive Securities Compliance Solutions, Inc.

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Our firm supports both large and small enterprises engaged in investment advisory, hedge fund, broker/dealer, family wealth offices, and insurance services. 

CS2 offers your firm a seasoned team comprised of former in-house professionals that have served on staffs of registered investment advisers and broker/dealers in roles including chief compliance officer, and regional and OSJ compliance principal. We have experience in operations management, due diligence, billing, customer service, and licensing and registration support. 

We provide compliance and operations expertise without the associated costs of employing additional full-time compliance staff.  Our clients are located throughout the US, where we provide support both on-site or remotely via secure technology.

Guidance and support to your firm drawn from the practical, day-to-day knowledge and experience of ours.

Comprehensive Securities Compliance Solutions, Inc.

Email: info(at)cs2compliance.com

Call Us: Toll Free (877) 614-6075
               
 
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SEC Release IA-3060: Amendments to Form ADV

SEC Release IA-3043: Political Contributions by Certain Investment Advisers (Pay-To-Play)

SEC Release IA-2968: Custody of Funds or Securities of Clients by Investment Advisers


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