• CS2 Compliance offers services only to individuals and firms in the United States.

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      Ready for a different kind of compliance consultant?
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      Wish your consultant understood compliance in the context of running a successful business?
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      Are you looking for ways to lighten your compliance burden so you have more time for meeting with clients and building your business? Or bringing some well-deserved balance to your life?
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      Are you looking for a consulting firm that understands all the aspects of your business, not just the regulations?
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      Starting an RIA?
  • Welcome to CS2

  • Whether you are interested in initial registration of an RIA firm or ongoing compliance and practice management support for an existing firm, you are in the right place!

    Learn more about our services and contact us today for more information.

    Read what others have to say about us in this Kitces.com blog post or in this post on RIA Biz.

    CS2 provides regulatory compliance, operations, and business consulting and services to Registered Investment Adviser (RIA), Broker-Dealer, and other financial services industry firms. We specialize in initial registration packages for new firms as well as providing ongoing services and support for existing firms. Our clients include investment adviser firms of all sizes, hybrid RIA / broker dealer firms, community banks and credit unions, commodity trading advisers, futures dealers, municipal advisers, fund managers, securities attorneys, continuing education providers, and industry technology companies.




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  • Starting A New RIA Firm? Learn more about our RIA initial registration services and sign up for a complimentary, no-obligation introduction!

  • CO-PilotLearn about our ongoing service platform and see a demonstration of CO-Pilot in action!

  • Who are we, and how are we different from other consultants?

  • Get more information or apply for membership today!