• DIFFERENT.jpg
      Ready for a different kind of compliance consultant?
    • GEARS_copy.jpg
      Wish your consultant understood compliance in the context of running a successful business?
    • balance.jpg
      Are you looking for ways to lighten your compliance burden so you have more time for meeting with clients and building your business? Or bringing some well-deserved balance to your life?
    • consulting_firm.jpg
      Are you looking for a consulting firm that understands all the aspects of your business, not just the regulations?
    • slider3.jpg
      Starting an RIA?
  • Welcome to CS2

  • Welcome to our new website – we appreciate your interest! Whether you are interested in initial registration of an RIA or BD, ongoing compliance and practice management support, development of training or continuing education, or services for securities attorneys, you are in the right place. Learn more about our services and contact us today for more information.

    CS2 provides regulatory compliance, operations, and business consulting and services to Registered Investment Adviser (RIA), Broker-Dealer, and other financial services industry firms. We specialize in turn-key start-up registration packages for new firms as well as providing ongoing services and support for existing firms. Our clients include investment adviser firms of all sizes, hybrid RIA / broker dealer firms, community banks and credit unions, commodity trading advisers, futures dealers, municipal advisers, fund managers, securities attorneys, continuing education providers, and industry technology companies.

     

  • MORE ABOUT US!

    Content goes here!

  • Learn more about our RIA startup services and register for a complimentary introduction!

  • Coming Soon! Learn about our new ongoing service platform and see a demonstration of CO-Pilot in action! Follow us on Twitter (@cs2compliance) for updates on the CO-Pilot launch!

  • Who are we, and how are we different from other consultants?

  • Get more information or apply for membership today!

  • Latest News