Interested in starting your own RIA firm? Register today for a 30-minute overview of CS2’s Turnkey RIA Startup Package with Mary Harris-King.
Startup packages include:
- FINRA entitlement process: creating your firm’s IARD/CRD account
- Form ADV, Form U-4/NY-IAQ
- Additional documents/processes required by your jurisdiction(s)
- Policies and Procedures Manual customized to your business model and jurisdiction(s)
- Review of marketing materials and website
- Compliance calendar
- Documentation tools to help you demonstrate that you’re doing what your jurisdiction requires—or in the words of a competitor, “a bunch of stuff you don’t need.” IOW, stuff they don’t provide!
Startup clients qualify for preferred pricing for our ongoing services platform. Find out more today by watching a complimentary overview presentation. https://attendee.gotowebinar.com/register/5743034382520722180