• Annual FINRA User Account Certification Due August 31, 2022

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    Name: Annual FINRA User Account Certification Due August 31, 2022
    Date: August 31, 2022 - August 30, 2022
    Event Description:
    Did you receive an email from FINRA about an annual user certification process? If so, your firm likely has more than one user on the IARD/CRD* , and as the Super Account Administrator (SAA) you need to verify that users listed should remain active. DO NOT IGNORE THIS JUST BECAUSE YOUR FIRM IS NOT REGISTERED AS A Broker/Dealer WITH FINRA! They administer the IARD/CRD for ALL firms. *This is not the same as more than one IAR registered with your firm! The two are unrelated. This is about... For details, click here: https://community.cs2compliance.com/event/annual-finra-user-account-certification-due-august-31-2022 https://community.cs2compliance.com/event/annual-finra-user-account-certification-due-august-31-2022
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