State Registration and Notice Filing Fees Due: ALL FIRMS

This applies to both State-Registered and SEC-Registered Firms. Preliminary Renewal Statements (your invoice for your firm's and IARs' annual state registration or notice filing fees) will be available November 11, 2019. Email notifications are sent by FINRA. If you do not see an email on 11/11/2019 from the address DoNotReplyEBill@finra.org with the subject line FINRA Preliminary Renewal Statement Available , check your spam/junk folder and make sure you add finra.org to your safe sender... For details, click here: https://community.cs2compliance.com/event/state-registration-and-notice-filing-fees-due-all-firms https://community.cs2compliance.com/event/state-registration-and-notice-filing-fees-due-all-firms